New issue announcement
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Australia and New Zealand Banking Group Limited (ANZ) | 8:53 am, Wednesday 20 August 2008 | ANZ | 14.650 |
 -0.850 |
(-5.48%) |
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Australia and New Zealand Banking Group Limited ("ANZ")
ABN
11 005 357 522
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 Class of securities issued or to be issued
Transferable Certificates of Deposit
2 Number of +securities issued or to be issued (if known) or maximum number
which may be issued
Floating Rate A$100,000,000 ("TD47(T3)")
3 Principal terms of the +securities (eg, if options, exercise price and
expiry date; if partly paid +securities, the amount outstanding and due dates
for payment; if +convertible securities, the conversion price and dates for
conversion) See the Information Memorandum of ANZ dated 26th February 2007 in
respect of ANZ's AUD Debt Issuance Program and the Pricing Supplement dated
18th of August 2008.
4 Do the +securities rank equally in all respects from the date of allotment
with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a
trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the
next dividend, distribution or interest payment The securities notated
TD47(T3) will be fungible with ANZ 2Yr Fixed Rate A$365,000,000 TD 47.
5 Issue price or consideration
TD47(T3) - Issue price for securities is 100.805 per cent (consisting of
99.433 per cent on account of principal and 1.372 per cent on account of
accrued interest) of the aggregate principal amount of the securities. The
securities will pay a coupon of 3m BBSW + 32bps per annum.
6 Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify
those assets)
General corporate purposes
7 Dates of entering +securities into uncertificated holdings or despatch of
certificates
19 August 2008
Number +Class
8 Number and +class of all +securities quoted on ASX (including the
securities in clause 2 if applicable)
1,978,535,353
10,000,000
Ordinary fully paid
2003 ANZ Stapled Exchangeable Preferred Securities
Number and +class of all +securities quoted on ASX (including the securities
in clause 2 if applicable)
AUD400m Floating Rate TCD due March 2009
AUD1025m 6.00% TCD due March 2009
AUD27m Floating Rate Senior Notes due September 2009
AUD800m 6.00% TCD due March 2010
AUD1050m Floating Rate TCD due March 2010
AUD430m 7.00% TCD due September 2010
AUD465m Floating Rate TCD due September 2010
AUD500m 6.00% TCD due March 2011
AUD800m Floating Rate TCD due March 2011
AUD950m 6.50% TCD due November 2011
AUD1450m Floating Rate TCD due November 2011
AUD340m 7.25% TCD due September 2012
AUD635m Floating Rate TCD due September 2012
AUD350m 6.50% Subordinated Notes due May 2014
AUD380m Floating Rate Subordinated Notes due May 2014
AUD300m 6.00% Subordinated Notes due August 2015
AUD400m Floating Rate Subordinated Notes due August 2015
AUD300m 6.25% Subordinated Notes due May 2016
AUD300m Floating Rate Subordinated Notes due May 2016
AUD350m 6.50% Subordinated Notes due March 2017
AUD350m Floating Rate Subordinated Notes due March 2017
AUD100m 7.30% Subordinated Notes due August 2017
AUD100m Floating Rate Subordinated Notes due August 2017
AUD290m 7.75% Subordinated Notes due October 2017
AUD310m Floating Rate Subordinated Notes due October 2017
AUD365m Floating Rate Subordinated Notes due January 2018
AUD1,230m 8.5% TCD due April 2013
AUD520m Floating Rate TCD due April 2013
Number Class
9 Number and +class of all +securities not quoted on ASX (including the
securities in clause 2 if applicable)
18,114,328
350,000
750,000
500,000
9,000
9,000 Options on issue
2003 Redeemable Preference Shares
2003 Redeemable Preference Shares (Series 2)
December 2004 Euro Preference Shares
July 2007 Sterling Preference Shares
10 Dividend policy (in the case of a trust, distribution policy) on the
increased capital (interests) Not Applicable
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required?
12 Is the issue renounceable or non-renounceable?
13 Ratio in which the +securities will be offered
14 Class of +securities to which the offer relates
15 Record date to determine entitlements
16 Will holdings on different registers (or subregisters) be aggregated for
calculating entitlements?
17 Policy for deciding entitlements in relation to fractions
18 Names of countries in which the entity has +security holders who will not
be sent new issue documents
Note: Security holders must be told how their entitlements are to be dealt
with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or commission
22 Names of any brokers to the issue
23 Fee or commission payable to the broker to the issue
24 Amount of any handling fee payable to brokers who lodge acceptances or
renunciations on behalf of +security holders
25 If the issue is contingent on +security holders' approval, the date of the
meeting
26 Date entitlement and acceptance form and prospectus or Product Disclosure
Statement will be sent to persons entitled
27 If the entity has issued options, and the terms entitle option holders to
participate on exercise, the date on which notices will be sent to option
holders
28 Date rights trading will begin (if applicable)
29 Date rights trading will end (if applicable)
30 How do security holders sell their entitlements in full through a broker?
31 How do security holders sell part of their entitlements through a broker
and accept for the balance?_
32 How do security holders dispose of their entitlements (except by sale
through a broker)?
33 Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid
securities that become fully paid, employee incentive share securities when
restriction ends, securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the securities are +equity securities, the names of the 20 largest
holders of the additional +securities, and the number and percentage of
additional +securities held by those holders
36 If the securities are equity securities, a distribution schedule of the
additional securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
See Amended and Restated Deed Poll dated 26 February 2007 (as amended from
time to time).
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is sought
39 Class of +securities for which quotation is sought
40 Do the +securities rank equally in all respects from the date of allotment
with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a
trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the
next dividend, distribution or interest payment
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly identify that other
security)
Number Class
42 Number and class of all +securities quoted on ASX (including the
securities in clause 38)
Quotation agreement
1 Quotation of our additional +securities is in ASX's absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
- There is no reason why those +securities should not be granted quotation.
- An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers
for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the securities be quoted.
- If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here: Date: 19 August 2008
Company Secretary
