Appendix 3B - New issue announcement
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Australia and New Zealand Banking Group Limited (ANZ) | 8:13 am, Thursday 11 September 2008 | ANZ | 14.650 |
 -0.850 |
(-5.48%) |
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED ("ANZ")
ABN
11 005 357 522
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to be issued
Fully paid ordinary shares
2 Number of +securities issued or to be issued (if known) or maximum
number which may be issued
112,521
3 Principal terms of the +securities (eg, if options, exercise price
and expiry date; if partly paid +securities, the amount outstanding and due
dates for payment; if +convertible securities, the conversion price and dates
for conversion):
Terms of the securities will be the same as the
terms of the existing ordinary shares.
4 Do the +securities rank equally in all respects from the date of
allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
- the date from which they do
- the extent to which they participate for the next dividend, (in the case of
a trust, distribution) or interest payment
- the extent to which they do not rank equally, other than in relation to the
next dividend, distribution or interest payment:
Yes.
5 Issue price or consideration 99,121
Shares at $15.94
1,500 Shares at $16.09
11,900 Shares at $16.33
6 Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly
identify those assets)
13,400 shares issued on exercise of options.
99,121 shares issued to the trustee of the ANZ Employee Share Acquisition
Plan to hold in trust for the following periods from the date of issue on
28/08/2008:
- 11,543 from 28/08/2008 to 28/08/2009
- 15,370 from 28/08/2008 to 28/08/2010
- 72,208 from 28/08/2008 to 28/08/2011
7 Dates of entering +securities into uncertificated
holdings or despatch of certificates
1,500 Shares 26/08/2008
99,121 Shares 28/08/2008
3,125 Shares 29/08/2008
1,000 Shares 01/09/2008
625 Shares 03/09/2008
375 Shares 04/09/2008
6,775 Shares 09/09/2008
8 Number and +class of all +securities quoted on ASX
(including the securities in clause 2 if applicable)
1,978,647,874 Fully paid ordinary shares
10,000,000 2003 ANZ tapled Exchangeable
Preferred Securities (ANZ StEPS). These Securities are due to Convert on 15
September 2008 into Ordinary Shares on the basis set out in the ANZ StEPS
Prospectus. A separate application for quotation of these Ordinary Shares
will be made.
AUD400m Floating Rate Transferable Certificates of Deposit ("TCD") due March
2009
AUD1025m 6.00% TCD due March 2009
AUD27m Floating Rate Senior Notes due September 2009
AUD800m 6.00% TCD due March 2010
AUD1050m Floating Rate TCD due March 2010
AUD430m 7.00% TCD due September 2010
AUD465m Floating Rate TCD due September 2010
AUD500m 6.00% TCD due March 2011
AUD800m Floating Rate TCD due March 2011
AUD950m 6.50% TCD due November 2011
AUD1450m Floating Rate TCD due November 2011
AUD340m 7.25% TCD due September 2012
AUD635m Floating Rate TCD due September 2012
AUD350m 6.50% Subordinated Notes due May 2014
AUD380m Floating Rate Subordinated Notes due May 2014
AUD300m 6.00% Subordinated Notes due August 2015
AUD400m Floating Rate Subordinated Notes due August 2015
AUD300m 6.25% Subordinated Notes due May 2016
AUD300m Floating Rate Subordinated Notes due May 2016
AUD350m 6.50% Subordinated Notes due March 2017
AUD350m Floating Rate Subordinated Notes due March 2017
AUD100m 7.30% Subordinated Notes due August 2017
AUD100m Floating Rate Subordinated Notes due August 2017
AUD290m 7.75% Subordinated Notes due October 2017
AUD310m Floating Rate Subordinated Notes due October 2017
AUD365m Floating Rate Subordinated Notes due January 2018
AUD1230m 8.5% TCD due April 2013
AUD520m Floating Rate TCD due April 2013
9 Number and +class of all +securities not quoted on
ASX (including the securities in clause 2 if applicable) 18,059,589
Options on issue
350,000 2003 Redeemable Preference Shares.
750,000 2003 Redeemable
Preference Shares (Series 2).
500,000 December 2004 Euro
Preference Shares
9,000 June 2007 Sterling Preference Shares
10 Dividend policy (in the case of a trust, distribution
policy) on the increased capital (interests)
Same as existing fully paid ordinary shares.
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required?
12 Is the issue renounceable or non-renounceable?
13 Ratio in which the +securities will be offered
14 +Class of +securities to which the offer relates
15 +Record date to determine entitlements
16 Will holdings on different registers (or
subregisters) be aggregated for calculating entitlements?
17 Policy for deciding entitlements in relation to
fractions
18 Names of countries in which the entity has +security
holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are to be
dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or
renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or commission
22 Names of any brokers to the issue
23 Fee or commission payable to the broker to the issue
24 Amount of any handling fee payable to brokers who
lodge acceptances or renunciations on behalf of +security holders
25 If the issue is contingent on +security holders'
approval, the date of the meeting
26 Date entitlement and acceptance form and prospectus
or Product Disclosure Statement will be sent to persons entitled
27 If the entity has issued options, and the terms
entitle option holders to participate on exercise, the date on which notices
will be sent to option holders
28 Date rights trading will begin (if applicable)
29 Date rights trading will end (if applicable)
30 How do +security holders sell their entitlements in
full through a broker?
31 How do +security holders sell part of their
entitlements through a broker and accept for the balance?
32 How do +security holders dispose of their
entitlements (except by sale through a broker)?
33 +Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation
of securities
34 Type of securities
(tick one)
(a) (tick) Securities described in Part 1
(b) 0
All other securities
Example: restricted securities at the end of the escrowed period,
partly paid securities that become fully paid, employee incentive share
securities when restriction ends, securities issued on expiry or conversion
of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 0
If the +securities are +equity securities, the names of the 20
largest holders of the additional +securities, and the number and percentage
of additional +securities held by those holders
36 0
If the +securities are +equity securities, a distribution schedule of
the additional +securities setting out the number of holders in the
categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 0
A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is sought
39 Class of +securities for which quotation is sought
40 Do the +securities rank equally in all respects from
the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
- the date from which they do
- the extent to which they participate for the next dividend, (in the case of
a trust, distribution) or interest payment
- the extent to which they do not rank equally, other than in relation to the
next dividend, distribution or interest payment
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly identify that other
security)
Number +Class
42 Number and +class of all +securities quoted on ASX (including the
securities in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers
for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If
any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here: Date: 10 September 2008
Deputy Company Secretary
Print name: Simon Pordage
