SSH Notice

Pumpkin Patch Limited Ordinary Shares | 6:37 pm, 25 Sep

PPL
2.220
0.020
(+0.91%)
Market Announcement
Type:SSH

SSH Notice

Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest or both

Sections 23 and 24, Securities Markets Act 1988

Relevant event being disclosed: Change in nature of relevant interest
Date of relevant event: 25 September 2009
To: NZX
And: Pumpkin Patch Limited
Date this disclosure made: 25 September 2009
Date last disclosure made: 14 December 2007
Substantial security holder(s) giving disclosure
Name(s): ANZ National Bank Limited, ING (NZ) Holdings Limited, ING (NZ) Limited
Contact details: Betsyn McHardy for ANZ, 04 496-8068, betsyn.mchardy@anznational.co.nz
Gregg Dell for ING, 09 356-4043, gdell@ingnz.com
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary Shares
Summary for: ANZ National Bank Limited, ING (NZ) Holdings Limited, ING (NZ) Limited
For this disclosure,—
(a) total number held in class: 13,968,885
(b) total in class: 166,814,799
(c) total percentage held in class: 8.38%
For last disclosure,—
(a) total number held in class: 12,592,461
(b) total in class: 167,256,000
(c) total percentage held in class: 7.53%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the instructions to this form: ANZ National Bank Limited has entered into a conditional agreement to acquire the remaining 51% of the shares of ING (NZ) Holdings Limited not already owned by ANZ National Bank Limited ("Transaction"). If the Transaction proceeds:
(a) an arrangement or understanding may arise between ANZ National Bank Limited and ING (NZ) Holdings Limited or its directors such that ING (NZ) Holdings Limited or its directors may be accustomed or under an obligation (whether legally enforceable or not) to act in accordance with ANZ National Bank Limited's instructions, direction or wishes in relation to any relevant interest held by ING (NZ) Holdings Limited;
(b) an arrangement or understanding may arise between ANZ National Bank Limited and ING (NZ) Limited or its directors such that ING (NZ) Limited or its directors may be accustomed or under an obligation (whether legally enforceable or not) to act in accordance with ANZ National Bank Limited's instructions, direction or wishes in relation to any relevant interest held by ING (NZ) Limited; and
(c) an arrangement or understanding may arise between ING (NZ) Holdings Limited and ING (NZ) Limited or its directors such that ING (NZ) Limited or its directors may be accustomed or under an obligation (whether legally enforceable or not) to act in accordance with ING (NZ) Holdings Limited's instructions, direction or wishes in relation to any relevant interest held by ING (NZ) Limited.
Details of relevant interests in substantial holding after relevant event
Details for: ANZ National Bank Limited
Nature of relevant interest(s): an arrangement or understanding may arise between:
(a) ANZ National Bank Limited and ING (NZ) Holdings Limited or its directors such that ING (NZ) Holdings Limited or its directors may be accustomed or under an obligation (whether legally enforceable or not) to act in accordance with ANZ National Bank Limited's instructions, direction or wishes in relation to any relevant interest held by ING (NZ) Holdings Limited; and
(b) ANZ National Bank Limited and ING (NZ) Limited or its directors such that ING (NZ) Limited or its directors may be accustomed or under an obligation (whether legally enforceable or not) to act in accordance with ANZ National Bank Limited's instructions, direction or wishes in relation to any relevant interest held by ING (NZ) Limited.
For that relevant interest,—
(a) number held in class: 13,968,885
(b) percentage held in class: 8.38%
(c) current registered holder(s) of securities: ING (NZ) Limited
(d) registered holder(s) of securities once transfers registered: N/A
Details for: ING (NZ) Holdings Limited
Nature of relevant interest(s): an arrangement or understanding may exist between ING (NZ) Holdings Limited and ING (NZ) Limited or its directors such that ING (NZ) Limited or its directors may be accustomed or under an obligation (whether legally enforceable or not) to act in accordance with ING (NZ) Holdings Limited's instructions, direction or wishes in relation to any relevant interest held by ING (NZ) Limited.
For that relevant interest,—
(a) number held in class: 13,968,885
(b) percentage held in class: 8.38%
(c) current registered holder(s) of securities: ING (NZ) Limited
(d) registered holder(s) of securities once transfers registered: N/A
Details for: ING (NZ) Limited
Nature of relevant interest(s): ING (NZ) Limited acting in its capacity as investment manager of funds under management.
For that relevant interest,—
(a) number held in class: 13,968,885
(b) percentage held in class: 8.38%
(c) current registered holder(s) of securities: ING (NZ) Limited
(d) registered holder(s) of securities once transfers registered: N/A

Additional information
Nature of connection between substantial security holders: ANZ National Bank Limited currently owns 49% of the shares in ING (NZ) Holdings Limited and has entered into a conditional agreement to acquire the remaining 51% of shares in ING (NZ) Holdings Limited. ING (NZ) Limited is a wholly owned subsidiary of ING (NZ) Holdings Limited.
Address(es) of substantial security holder(s):
ANZ National Bank Limited: Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington
ING (NZ) Holdings Limited: Level 27, ASB Bank Centre, 135 Albert Street, Auckland 1010
ING (NZ) Limited: Level 27, ASB Bank Centre, 135 Albert Street, Auckland 1010

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Act in relation to the securities to which this disclosure relates:
Declaration
I, Steven Fyfe, declare that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.