Substantial Security Holder Notices
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Pike River Coal Limited (PRC) | 9:28 am, Thursday 7 August 2008 | PRC | 0.970 |
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SUBSTANTIAL SECURITY HOLDER NOTICE
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: Movement in 1% or more in substantial
holding.
Date of relevant event: 4 July 2008
To: New Zealand Exchange Limited and Australian Securities Exchange
And: Pike River Coal Limited
Date this disclosure made: 6 August 2008
Date last disclosure made: 19 July 2007
Substantial security holder(s) giving disclosure
Name(s): New Zealand Oil & Gas Limited: NZOG Services Limited
Contact details: Brian Wayne Roulston (Phone +64 9 377 3517; email
brian@diversified.co.nz )
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary Shares, stock exchange code PRC
Summary for: New Zealand Oil & Gas Limited: NZOG Services Limited
For this disclosure,--
(a) total number held in class: - beneficial interest 81,730,089
- non-beneficial interest 48,555,662
(b) total in class: [number] 269,661,826
(c) total percentage held in class: 48.31%
For last disclosure,--
(a) total number held in class: - beneficial interest 62,279,313
- non- beneficial interest 37,000,000
(b) total in class: [number] 200,000,000
(c) total percentage held in class: 49.64%
Details of transactions and events giving rise to relevant event
The allotment and issue of 2,661,838 ordinary shares to Liberty Harbor LLC
upon the conversion of convertible bonds has triggered a 1% change event.
The difference in beneficial interest held by NZOG Services Limited from the
last disclosure to this disclosure is represented by a pro-rata entitlement
of 19,450,776 shares arising from the Pike River rights issue in March 2008
and subscribed for in full at a cost of NZ$17,505,698.40. (This event, being
a pro-rata rights issue, did not trigger a change in excess of 1%.)
Details of relevant interests in substantial holding after relevant event
Details for: New Zealand Oil & Gas Limited & NZOG Services Limited.
Nature of relevant interest(s): New Zealand Oil & Gas Limited is the parent
company of NZOG Services Limited. NZOG Services Limited is the beneficial
owner of the shares held in Pike River Coal Limited. Both New Zealand Oil &
Gas Limited and NZOG Services Limited have a non-beneficial interest in
shares held by Gujarat NRE Limited, and Saurashtra World Holdings Private
Limited.
For that relevant interest,--
(a) number held in class: 130,285,751
(b) percentage held in class: 48.31%
(c) current registered holder(s) of securities:
NZOG Services Limited (beneficial interest 81,730,089 shares)
Saurashtra World Holdings Private Limited (22,309,358 shares)
Gujarat NRE Limited (26,246,304 shares)
(d) registered holder(s) of securities once transfers registered: Not
applicable.
Additional information
Nature of connection between substantial security holders:
New Zealand Oil & Gas Limited and Saurashtra Fuels Private Limited - Terms
contained in Equity Subscription Agreement between the parties dated
20/09/05. (This document was lodged with the Notice filed on 22 May 2007.)
New Zealand Oil & Gas Limited and Gujarat NRE Coke Limited - Terms contained
in Equity Subscription Agreement between the parties dated 22 May 2006. (This
document was lodged with the Notice filed on 22 May 2007.)
Address of substantial security holder: Level 20, 125 The Terrace, Wellington
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: Saurashtra Fuels Private Limited, Saurashtra World
Holdings Private Limited, Gujarat NRE Coke Limited, Gujarat NRE Limited.
Declaration
I, Brian Wayne Roulston, declare that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
B W Roulston
6 August 2008
SUBSTANTIAL SECURITY HOLDER NOTICE
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: Movement in 1% or more in substantial
holding.
Date of relevant event: 4 July 2008
To: New Zealand Exchange Limited and Australian Securities Exchange
And: Pike River Coal Limited
Date this disclosure made: 6 August 2008
Date last disclosure made: 15 January 2008
Substantial security holder(s) giving disclosure
Name(s): Gujarat NRE Coke Limited: Gujarat NRE Limited
Contact details: Brian Wayne Roulston (Phone +64 9 377 3517; email
brian@diversified.co.nz )
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary Shares, stock exchange code PRC
Summary for: Gujarat NRE Coke Limited: Gujarat NRE Limited
For this disclosure,--
(a) total number held in class: - beneficial interest 26,246,304
- non-beneficial interest 81,730,089
(b) total in class: [number] 269,661,826
(c) total percentage held in class: 40.04%
For last disclosure,--
(a) total number held in class: - beneficial interest 20,000,000
- non-beneficial interest 62,279,313
(b) total in class: [number] 200,000,000
(c) total percentage held in class: 41.44%
Details of transactions and events giving rise to relevant event
The allotment and issue of 2,661,838 ordinary shares to Liberty Harbor LLC
upon the conversion of convertible bonds has triggered a 1% change event.
The difference in beneficial interest held by Gujarat NRE Limited from the
last disclosure to this disclosure is represented by a pro-rata entitlement
of 6,246,304 shares arising from the Pike River rights issue in March 2008
and subscribed for in full at a cost of NZ$5,621,673.60. (This event, being a
pro-rata rights issue, did not trigger a change in excess of 1%.)
Details of relevant interests in substantial holding after relevant event
Details for: Gujarat NRE Coke Limited & Gujarat NRE Limited
Nature of relevant interest(s): Gujarat NRE Coke Limited is the parent
company of Gujarat NRE Limited Limited. Gujarat NRE Limited is the beneficial
owner of the shares held in Pike River Coal Limited. Both Gujarat NRE Coke
Limited and Gujarat NRE Limited have a non-beneficial interest in shares held
by NZOG Services Limited.
For that relevant interest,--
(a) number held in class: 107,976,393
(b) percentage held in class: 40.04%
(c) current registered holder(s) of securities:
Gujarat NRE Limited (beneficial interest 26,246,304 shares)
NZOG Services Limited (81,730,089 shares)
(d) registered holder(s) of securities once transfers registered: Not
applicable.
Additional information
Nature of connection between substantial security holders:
New Zealand Oil & Gas Limited and Gujarat NRE Coke Limited - Terms contained
in Equity Subscription Agreement between the parties dated 12/06/2006. (This
document was lodged with the Notice filed on 22 May 2007.)
Address of substantial security holder:
Gujarat NRE Coke Limited - 22, Camac Street, 5th Floor, Block C, Kolkata,
India.
Gujarat NRE Limited - Lot 1, Cnr Bellambi Lane & Princes Highway, Russell
Vale, New South Wales, Australia.
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: New Zealand Oil & Gas Limited, NZOG Services
Limited, Saurashtra Fuels Private Limited, Saurashtra World Holdings Private
Limited,
Declaration
I, Brian Wayne Roulston, declare that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
B W Roulston
6 August 2008
SUBSTANTIAL SECURITY HOLDER NOTICE
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: Movement in 1% or more in substantial
holding.
Date of relevant event: 4 July 2008
To: New Zealand Exchange Limited and Australian Securities Exchange
And: Pike River Coal Limited
Date this disclosure made: 6 August 2008
Date last disclosure made: 15 June 2007
Substantial security holder(s) giving disclosure
Name(s): Saurashtra Fuels Private Limited, Saurashtra World Holdings Private
Limited
Contact details: Brian Wayne Roulston (Phone +64 9 377 3517; email
brian@diversified.co.nz )
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary Shares, stock exchange code PRC
Summary for: Saurashtra Fuels Private Limited, Saurashtra World Holdings
Private Limited
For this disclosure,--
(a) total number held in class: - beneficial interest 22,309,358
- non-beneficial interest 81,730,089
(b) total in class: [number] 269,661,826
(c) total percentage held in class: 38.58%
For last disclosure,--
(a) total number held in class: - beneficial interest 17,000,000
- non- beneficial interest 62,279,313
(b) total in class: [number] 200,000,000
(c) total percentage held in class: 39.64%
Details of transactions and events giving rise to relevant event
The allotment and issue of 2,661,838 ordinary shares to Liberty Harbor LLC
upon the conversion of convertible bonds has triggered a 1% change event.
The difference in beneficial interest held by Saurashtra World Holdings
Private Limited from the last disclosure to this disclosure is represented by
a pro-rata entitlement of 5,309,358 shares arising from the Pike River rights
issue in March 2008 and subscribed for in full at a cost of NZ$4,778,422.20.
(This event, being a pro-rata rights issue, did not trigger a change in
excess of 1%.)
Details of relevant interests in substantial holding after relevant event
Details for: Saurashtra Fuels Private Limited & Saurashtra World Holdings
Private Limited
Nature of relevant interest(s): Saurashtra Fuels Private Limited is the
parent company of Saurashtra World Holdings Private Limited. Saurashtra World
Holdings Private Limited is the beneficial owner of the shares held in Pike
River Coal Limited. Both Saurashtra Fuels Private Limited and Saurashtra
World Holdings Private Limited have a non-beneficial interest in shares held
by NZOG Services Limited.
For that relevant interest,--
(a) number held in class: 104,039,447
(b) percentage held in class: 38.58%
(c) current registered holder(s) of securities:
Saurashtra World Holdings Private Limited (beneficial interest 22,309,358
shares)
NZOG Services Limited (81,730,089 shares)
(d) registered holder(s) of securities once transfers registered: Not
applicable.
Additional information
Nature of connection between substantial security holders:
New Zealand Oil & Gas Limited and Saurashtra Fuels Private Limited - Terms
contained in Equity Subscription Agreement between the parties dated
20/09/2005. (This document was lodged with the Notice filed on 22 May 2007.)
Address of substantial security holder:
Saurashtra Fuels Private Limited - 93C Mittal Towers, Nariman Point, Mumbai,
India.
Saurashtra World Holdings Private Limited - 3 Phillip Street, #18-00 Commerce
Point, Singapore.
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: New Zealand Oil & Gas Limited, NZOG Services
Limited, Gujarat NRE Coke Limited, Gujarat NRE Limited.
Declaration
I, Brian Wayne Roulston, declare that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
B W Roulston
6 August 2008
