Appendix 3B
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Transpacific Industries Group Ltd (TPI) | 3:47 pm, Tuesday 16 September 2008 | TPI | 8.650 |
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Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TRANSPACIFIC INDUSTRIES GROUP LTD
ABN
74 101 155 220
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to be issued
Fully Paid Ordinary Shares
2 Number of +securities issued or to be issued (if known) or maximum
number which may be issued
725,003
3 Principal terms of the +securities (eg, if options, exercise price
and expiry date; if partly paid +securities, the amount outstanding and due
dates for payment; if +convertible securities, the conversion price and dates
for conversion) Fully Paid Ordinary Shares
4 Do the +securities rank equally in all respects from the date of
allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
- the date from which they do
- the extent to which they participate for the next dividend, (in the case of
a trust, distribution) or interest payment
- the extent to which they do not rank equally, other than in relation to the
next dividend, distribution or interest payment
Yes
5 Issue price or consideration $2.40 per
share
6 Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly
identify those assets)
Issued to employees exercising options in accordance
with the rules of the Transpacific Industries Group Ltd Executive Share
Option Plan.
7 Dates of entering +securities into uncertificated
holdings or despatch of certificates 16 September 2008
Number +Class
8 Number and +class of all +securities quoted on ASX
(including the securities in clause 2 if applicable)
292,239,206
Fully paid ordinary
Number +Class
9 Number and +class of all +securities not quoted on
ASX (including the securities in clause 2 if applicable)
6,950,000
8,462,340
A$347.5 million Options over ordinary shares issued pursuant
to option deed with Brenzil Pty Ltd
Options over ordinary shares issued pursuant to executive share
option plan
Convertible notes, which are convertible to 23,377,375 ordinary
shares subject to adjustments in accordance with the Terms and Conditions of
the Notes
10 Dividend policy (in the case of a trust, distribution
policy) on the increased capital (interests) No change
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required?
N/A
12 Is the issue renounceable or non-renounceable?
N/A
13 Ratio in which the +securities will be offered
N/A
14 +Class of +securities to which the offer relates
N/A
15 +Record date to determine entitlements N/A
16 Will holdings on different registers (or
subregisters) be aggregated for calculating entitlements? N/A
17 Policy for deciding entitlements in relation to
fractions
N/A
18 Names of countries in which the entity has +security
holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are to be
dealt with.
Cross reference: rule 7.7. N/A
19 Closing date for receipt of acceptances or
renunciations N/A
20 Names of any underwriters
N/A
21 Amount of any underwriting fee or commission
N/A
22 Names of any brokers to the issue
N/A
23 Fee or commission payable to the broker to the issue
N/A
24 Amount of any handling fee payable to brokers who
lodge acceptances or renunciations on behalf of +security holders
N/A
25 If the issue is contingent on +security holders'
approval, the date of the meeting N/A
26 Date entitlement and acceptance form and prospectus
or Product Disclosure Statement will be sent to persons entitled
N/A
27 If the entity has issued options, and the terms
entitle option holders to participate on exercise, the date on which notices
will be sent to option holders N/A
28 Date rights trading will begin (if applicable)
N/A
29 Date rights trading will end (if applicable)
N/A
30 How do +security holders sell their entitlements in
full through a broker? N/A
31 How do +security holders sell part of their
entitlements through a broker and accept for the balance? N/A
32 How do +security holders dispose of their
entitlements (except by sale through a broker)? N/A
33 +Despatch date
N/A
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation
of securities
34 Type of securities
(tick one)
(a) ? Securities described in Part 1
(b) 0
All other securities
Example: restricted securities at the end of the escrowed period,
partly paid securities that become fully paid, employee incentive share
securities when restriction ends, securities issued on expiry or conversion
of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 0
If the +securities are +equity securities, the names of the 20
largest holders of the additional +securities, and the number and percentage
of additional +securities held by those holders
36 0
If the +securities are +equity securities, a distribution schedule of
the additional +securities setting out the number of holders in the
categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 0
A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is sought
39 Class of +securities for which quotation is sought
40 Do the +securities rank equally in all respects from
the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
- the date from which they do
- the extent to which they participate for the next dividend, (in the case of
a trust, distribution) or interest payment
- the extent to which they do not rank equally, other than in relation to the
next dividend, distribution or interest payment
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly identify that other
security)
Number +Class
42 Number and +class of all +securities quoted on ASX (including the
securities in clause 38)
Quotation agreement
1 Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
- There is no reason why those +securities should not be granted quotation.
- An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers
for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If
any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here: Date: 16 September 2008
(Company secretary)
Print name: Kellie Smith
