Regulatory


The NZX Listing Rules are an essential product for those who work closely with listed issuers and help them to comply with their obligations. Additionally, the rules will help you understand the information that is supplied by listed issuers to NZX. They are a comprehensive set of requirements on listed issuers, in part given statutory backing by the Securities Markets Amendment Act 2002.

The rules cover matters including:

  • minimum company ownership,
  • limits on the unequal treatment of shareholders,
  • the disclosure of information, and
  • procedures for appointing and remunerating directors.
PUBLICATION
Description Delivery
Method
Annual
Subscription *
Single Copy*

NZSX & NZDX Listing Rules

Loose Leaf Binder, Text and Dividers

NZX's Listing Rules set the standard of conduct for all NZX listed issuers (companies and other entities that issue securities). They are a comprehensive set of requirements on listed companies, in part given statutory backing by the Securities Markets Amendment Act 2002.

The binder contains complete listing rules text for listed issuers with securities quoted on the NZSX and NZDX Markets and a set of the discipline rules. Includes tabbed dividers for easy reference.

Post

N/A

$250


NZSX & NZDX Listing Rules Update Service

Loose Leaf Updating Service

Copies of all amendments to the NZSX & NZDX Listing Rules, can be easily inserted in the rule binder.

Post

$150

$150


NZSX & NZDX Electronic PDF Copy

PDF Copy

Complete listing rules text for listed issuers with securities quoted on the NZSX and NZDX Markets and a set of the discipline rules.

Email

N/A

$200


NZSX & NZDX Electronic PDF Update Service

PDF Updating Service

Copies of all amendments to the NZSX & NZDX Listing Rule.

Email

$120

$120


NZAX Listing Rules

Loose Leaf Binder, Text and Dividers

NZAX Listing Rules for listed issuers with securities quoted on the NZAX Markets.

Binder contains the complete listing rules text for listed issuers with securities quoted on the NZAX Market and a set of the discipline rules. Includes tabbed dividers for easy reference.

Post

N/A

$185


NZAX Listing Rules Update Service

Loose Leaf Updating Service

Copies of all amendments to the NZAX Listing Rules, can be easily inserted in the rule binder.

Post

$100

$100


NZAX Electronic PDF copy

PDF Copy

Complete listing rules text for listed issuers with securities quoted on the NZAX Market and a set of the discipline rules.

Email

N/A

$150


NZAX Electronic PDF Update Service

PDF Updating Service

Copies of all amendments to the NZAX Listing Rules.

Email

$80

$80


NZX Participant Rules

Loose Leaf Binder, Text and Dividers

NZX Participant Rules set the standard of conduct to be adhered to by participants in NZX's securities markets.

Binder contains the complete rule set for market participants and a set of the discipline rules. Includes tabbed dividers for easy reference.

Post

N/A

$200


NZX Participant Rules Listing Rules Update Service

Loose Leaf Updating Service

Copies of all amendments to the Participant Rules, can be easily inserted in the rule binder.

Post

$150

$150


NZX Participant Electronic PDF copy

PDF Copy

Complete rule set for market participants and a set of the discipline rule.

Email

N/A

$200


NZX Participant Electronic PDF Update Service

PDF Updating Service

Copies of all amendments to the Participant Rules.

Email

$120

$120


NZX Futures and Options Rules

Loose Leaf Binder, Text and Dividers

The NZX Futures and Options Rules are designed to provide a robust framework for the New Zealand futures and options market, centred around investor protection. Rules also provide an avenue for anyone who wishes to provide advice to, and/or hold client funds for, New Zealand clients to trade futures and options contracts in any market worldwide to be authorised.

The binder contains complete NZX Futures and Options listing rules text for listed issuers.

Post

N/A

$250


NZX Futures and Options Rules Listing Rules Updates

Loose Leaf Updating Service

Copies of all amendments to the NZX Futures and Options Rules, can be easily inserted into the rule binder. (Hard copy).

Post

$150

$150


NZX Futures and Options Rules Electronic PDF copy

PDF Copy

Complete NZX Futures and Options listing rules text for listed issuers.

Email

N/A

$200


NZX Futures and Options Rules Electronic PDF Update Service

PDF Updating Service

Copies of all amendments to the NZX Futures and Options Rules.

Email

$120

$120


*(NZ$ Excluding GST)

Prices

All prices are quoted in New Zealand dollars, are subject to change at NZX's discretion and will be increased to include GST if applicable. You must not re-distribute any information provided by NZX. If this information is purchased for re-distribution purposes, a Data Licensing Agreement must be executed and you may incur additional charges

Subscriptions

For current handling costs, information on the Data Licensing Agreement and any queries regarding subscriptions please contact:

Email: subscriptions@nzx.com
Ph: +64 4 472 7599
Fax: +64 4 496 2893

Download subscription forms:

Custom Products

NZX can customise any standard product to suit your needs. To make a customised data request, please contact data@nzx.com or call +64 4 472-7599

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