NZX: NZX Listing Rules

ORDERING: To order a printed copy of the NZX Listing Rules, please visit Data Products.
The NZAX Listing Rules can be downloaded from the NZAX information centre.
Visit the archived changes page to review changes made to the NZSX & NZDX Listing Rules.

Download the NZX Listing Rules (all files are PDF documents):

Interpretation, Rulings, Waivers (PDF, 261KB)
Compliance and Enforcement (PDF, 88KB)
Constitutions, Trust deeds and Directors (PDF, 159KB)
Takeover Provisons for Issuers (PDF, 202KB)
Listing and Quotation (PDF, 171KB)
Requirements for Documents (PDF, 99KB)
Issues and Buy Backs of Securities (PDF, 275KB)
Voting rights and rights of Equity Securities (PDF, 126KB)
Transactions with Related Parties (PDF, 93KB)
Disclosure and Information (PDF, 197KB)
Transfers and Statements (PDF, 100KB)

Appendix 1

Preliminary Half Year/Full Year Report Announcement - Up to 30 June 2006 (Excel, 95KB)
Preliminary Half Year/Full Year Report Announcement - Effective from 1 July 2006 (PDF 40KB)
Prescribed Disclosure under Appendix 1 - Effective 1 July 2006 (PDF, 21KB)

Appendix 2 - Minimum Holdings (PDF, 35KB)
Appendix 3 - Special Division of NZX Discipline (PDF, 26KB)
Appendix 4 - New Zealand Stock Exchange Listing Fees (PDF, 33KB)
Appendix 5 - Provisions of Rules Excluded if equity securities not quoted (PDF, 34KB)
Appendix 6 - Provisions required to be contained in or incorporated by reference in an Issuer's constitution (PDF, 35KB)
Appendix 7 - Notice of Event Affecting Securities (Excel, 92KB)
Appendix 8 - Timing of Events Affecting Securities (PDF, 77KB)
Appendix 9 - Policy statements (PDF, 27KB)
Appendix 10 - Provisions for Unit Trusts (PDF, 34KB)
Appendix 11 - Quarterly Report of Consolidated Cash Flows (PDF, 98KB)
Appendix 12 - Australasian Code for Reporting of Mineral Resources and Ore Reserves (The JORC Code) (PDF, 68KB)
Appendix 13 - Requirements for the Listing of Equity Warrants (PDF, 64KB)
Appendix 14 - Rules Not Applicable to Equity Warrants (PDF, 35KB)
Appendix 15 - Rules not applicable to NCM Issuers (PDF, 28KB)
Appendix 16 - Corporate Governance Best Practice Code (PDF, 51KB)
Appendix 17 - Provision of Rules excluded for Dual Listed Issuers (PDF, 84KB)

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