Participants

Clearing Participant
  • Can clear and settle trades
  • Differing capital requirements dependent on Clearing Participant type
  • Bound by the Clearing & Settlement Rules and Procedures
  • A Clearing Participant is automatically a Depository Participant
Depository only Participant
  • No capital requirements
  • Can use the functionality of the Depository but cannot clear or settle any on-market trades
  • Bound by the Depository Rules and Procedures

Find a Clearing or Depository Participant

Participant Code
Participant Name
Participant Type
Type

AACA

Craigs Investment Partners Limited

Individual Clearing Participant

Cash

ASBA

ASB Securities

Individual Clearing Participant

Cash

FNZW

Jarden Securities Limited

General Clearing Participant

Cash

FORD

Forsyth Barr Limited

Individual Clearing Participant

Cash

MAQA

Macquarie Securities (NZ) Limited

Individual Clearing Participant

Cash

SHAW

Sharesies Limited

Individual Clearing Participant

Cash

UBSA

UBS New Zealand Limited

Individual Clearing Participant

Cash

BPSS

BNP Paribas SA Singapore

General Clearing Participant

Derivatives

OMFA

Jarden Securities Limited

General Clearing Participant

Derivatives

BPSL

BNP Paribas SA Australia

Depository Participant

N/A

JBWA

JBWere (NZ) Nominees Limited

Depository Participant

N/A

LELN

Leverage Equities Finance Limited

Depository Participant

N/A

NWTA

NZX Wealth Technologies

Depository Participant

N/A

SOMN

Somerset Smith Partners

Depository Participant

N/A

TRUW

T.E.A Custodians Limited

Depository Participant

N/A

WION

Westpac Banking Corporation

Depository Participant

N/A

WRAP

FNZ Custodians Limited

Depository Participant

N/A

A full list of brokers and market participants can be found here.