L&Q – Smartshares Automation and Robotics ETF (“BOT”)

LISTING AND QUOTATION NOTICE: NZX MAIN BOARD SMARTSHARES AUTOMATION AND ROBOTICS ETF ("BOT") UNITS Fund: Smartshares Automation and Robotics ETF Issuer Code: BOT ISIN: NZBOTE0008S9 Short Name: BOT ETF Registered Office: Level 1, NZX Centre, 11 Cable Street, Wellington Website: www.smartshares.co.nz Telephone Number: 0800 80 87 80 Financial Year End: 31 March Nature of Business: Invests in the iShares Automation & Robotics UCITS ETF USD (Acc) Directors: Lindsay Wright (Chair), Guy Elliffe, John Williams, and Mark Peterson Details of Issue: Quotation of units in the Fund following an allotment pursuant to a private placement. Number of Securities to be Quoted: 160,000 Supervisor: Public Trust Manager of the Fund: Smartshares Limited Auditors: KPMG Solicitors: DLA Piper Registrar: Link Market Services Limited ("LNKT") Settlement Status: NZCDC Settlement System Product Disclosure Statement Dated: Tuesday, 28 May 2019 Expected Commencement of Trading on the NZX Main Board: Thursday, 6 June 2019 Chairman Special Division of the NZ Markets Disciplinary Tribunal 28 May 2019 End CA:00335606 For:BOT Type:OFFER Time:2019-06-06 09:05:25