L&Q Notice – Smartshares S&P/ASX 200 ETF

LISTING AND QUOTATION NOTICE: NZX MAIN BOARD SMARTSHARES S&P/ASX 200 ETF ("AUS") UNITS Fund: Smartshares S&P/ASX 200 ETF Issuer Code: AUS ISIN: NZAUSE0009S8 Short Name: AUS ETF Registered Office: Level 1, NZX Centre, 11 Cable Street, Wellington Website: www.smartshares.co.nz Telephone Number: 0800 80 87 80 Financial Year End: 31 March Nature of Business: The Smartshares S&P/ASX 200 ETF invests in Australian shares and is designed to track the return on the S&P/ASX 200 Index. Directors: Lindsay Wright (Chair), Guy Elliffe, John Williams, and Mark Peterson Details of Issue: Quotation of units in the Fund following an allotment pursuant to a private placement. Number of Securities to be Quoted: 2,612,708 Supervisor: Public Trust Manager of the Fund: Smartshares Limited Auditors: KPMG Solicitors: DLA Piper Registrar: Link Market Services Limited ("LNKT") Settlement Status: NZCDC Settlement System Product Disclosure Statement Dated: Friday, 3 July 2020 Expected Commencement of Trading on the NZX Main Board: Wednesday, 15 July 2020 Chairman Special Division of the NZ Markets Disciplinary Tribunal 3 July 2020 End CA:00356253 For:AUS Type:OFFER Time:2020-07-15 08:52:38