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Public Censure of UBS New Zealand Limited

18/11/2022, 08:50 NZDT, DISCPLIN

Please see attached a Public Censure by the NZ Markets Disciplinary Tribunal against UBS New Zealand Limited for a breach of NZX Participant Rule 19.1.1 and New Zealand Clearing Limited Clearing and Settlement Rule 9.1.1. End CA:00402602 For:DISP Type:DISCPLIN Time:2022-11-18 08:50:30