L&Q Notice – Smartshares Australian Equities ESG ETF

LISTING AND QUOTATION NOTICE: NZX MAIN BOARD SMARTSHARES AUSTRALIAN EQUITIES ESG ETF ("AUE") UNITS Fund: Smartshares Australian Equities ESG ETF Issuer Code: AUE ISIN: NZAUEE0001S5 Short Name: AUE ETF Registered Office: Level 1, NZX Centre, 11 Cable Street, Wellington Website: www.smartshares.co.nz Telephone Number: 0800 80 87 80 Financial Year End: 31 March Nature of Business: The Smartshares Australian Equities ESG ETF invests in Australian shares and is designed to track the return of the S&P/ASX 200 Fossil Fuel Screened (AUD) Index. Directors: Mark Peterson (Chair), Graham Law, Guy Elliffe, and John Williams Details of Issue: Quotation of units in the Fund following an allotment pursuant to a private placement. Number of Securities to be Quoted: 6,640,000 Supervisor: Public Trust Manager of the Fund: Smartshares Limited Auditors: KPMG Solicitors: DLA Piper Registrar: Link Market Services Limited ("LNKT") Settlement Status: NZCDC Settlement System Product Disclosure Statement Dated: Monday, 26 June 2023 Expected Commencement of Trading on the NZX Main Board: Thursday, 29 June 2023 Chairman Special Division of the NZ Markets Disciplinary Tribunal 29 June 2023 End CA:00413854 For:AUE Type:OFFER Time:2023-06-29 10:53:54